In a letter to five trading platforms, N.Y. Attoney General Letitia James notified them that certain crypto-assets are securities under the N.Y. law – the Martin Act – that requires sellers of securities within or from the state to register with the state. They are securities because they “promise a rate of return to investors,… Read more »
Monthly Archives: October 2021
-
You are currently browsing the Michael J. Sussman, PLLC blog archives for October, 2021.
Pages
Archives
- November 2024
- April 2024
- December 2023
- November 2023
- March 2023
- January 2023
- November 2022
- September 2022
- June 2022
- April 2022
- March 2022
- February 2022
- November 2021
- October 2021
- September 2021
- July 2021
- May 2021
- December 2020
- October 2020
- September 2020
- April 2020
- March 2020
- February 2020
- January 2020
- December 2019
- September 2019
- July 2019
- June 2019
- May 2019
- April 2019
- February 2019
- December 2018
- November 2018
- October 2018
- August 2018
- July 2018
- May 2018
- February 2018
- December 2017
- October 2017
- September 2017
- August 2017
- July 2017
- June 2017
- May 2017
- April 2017
- March 2017
- February 2017
- January 2017
- December 2016
- November 2016
- October 2016
- September 2016
- June 2016
- May 2016
Categories
- Alternative Energy (2)
- Anti-Money Laundering (6)
- Brexit (1)
- Broker-Dealers (34)
- Commodities (4)
- Coronavirus Relief (5)
- Corporate (32)
- Corporate – U.K. (7)
- Cryptocurrencies (17)
- Currency Trading (4)
- Data Privacy (2)
- Data Protection (6)
- Financial Institutions (18)
- Financial Services – U.K. (5)
- Funds – EU (2)
- Funds – Offshore (3)
- Funds – U.S. (12)
- Intellectual Property (1)
- Investment Advisers (11)
- Investment in the UK (2)
- Investment in United States (6)
- Loans (4)
- M&A (5)
- Not-for-Profit (2)
- Pandemic (2)
- Private Securities Offerings (12)
- Public Securities Offerings/IPOs (3)
- Securities (25)
- Securities Markets (8)
- Tax Havens (1)
- U.S. Constitution (1)
- Uncategorized (21)
- Venture Capital (13)
- Whistleblowing (4)
- Workers (2)