Monthly Archives: November 2016

DOL Issues FAQ’s on New Fiduciary Rule Explaining, Inter Alia, Acceptable Compensation

The U.S. Department of Labor (the “DOL”) issued the first FAQ’s on its new rule requiring advisers giving advice on ERISA and similar plans to act as fiduciaries for the investors and in the best interest of investors rather than the firms for which they work.  See FAQs, here.  The new fiduciary rules are not scheduled to go… Read more »