FINRA Seeks Notification of Broker-Dealer Digital Asset Activity

On July 6, 2018, the Financial Industry Regulatory Authority (“FINRA”) issued Regulatory Notice 18-20 encouraging broker-dealers regulated by it to notify it if the broker-dealer or an affiliate currently engages, or intends to engage, in any activities related to digital assets.  FINRA says that this will assist it in monitoring developments in the digital asset marketplace.